We have prepared this guide to assist public companies in understanding and complying with the form 8k reporting requirements. April 6, 2005 union pacific corporation exact name of registrant as specified in its charter utah 16075 2626465. Exact name of registrant as specified in its charter switzerland 031983 980229227 state or other commission i. A summary of the items that comprise revised form 8. December 15, 2008 huntsman corporation exact name of registrant as specified in its charter delaware 002427 421648585 state or other jurisdiction of commission file number i. Form 8k shall be used for current reports under section or 15d of the securities exchange act of 1934, filed pursuant to rule a11 or rule 15d11 and for reports of nonpublic information required to be disclosed by regulation fd 17 cfr 243. Democratic judges, litigation risk, and voluntary disclosure via 8. Using this measure, i find that with a higher litigation risk exposure, firms make fewer voluntary disclosure via secs form 8k, and especially for disclosure that. Form 8k filing lag by section subsample of firms reporting. The trust and the sponsor cannot predict the outcome of this action. The secs amendments add eight new items or events that must be disclosed in form 8k reports and transfer, in part, two items from the existing form 10q and 10k periodic report forms.
Form 8k current report pursuant to section or 15d of the securities exchange act of 1934. Check the appropriate box below if the form 8 k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions see general instruction a. They must be filed in html or ascii format html preferred. Delaware state or other jurisdiction of incorporation 943025021 i. The company does not need to file a form 8k if the equity securities sold, in the aggregate since its last form 8k if filed under this item 3. Exact name of registrant as specified in charter delaware 18610 431883 state or other jurisdiction of. The lawsuit, which looks to represent those who bought or otherwise acquired norwegian cruise lines securities between february 20 and march 12, 2020, says the company misleadingly discussed in its february 20 form 8k filed with the securities and exchange commission positive outlooks despite the covid19 outbreak.
Approving settlement agreement, which includes a copy of individual trustees settlement agreement, is filed as an exhibit to the current report on form 8 k filed by the trust with the sec on. Form 8 k current report pursuant to section or 15d of the securities exchange act of 1934 date of report date of earliest event reported. Specifically, the suit states that the form 8k advised investors. Complaint in civil action negligence 2p product liability notice to defend you have been sued in court. Check the appropriate box below if the form 8k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions. Cautionary statement certain information in this current report on form 8 k is forwardlooking, including our projections as to the timing of final court approval of the settlement, the amount and timing of the charge relating to the proposed settlement and the timing of payments under the proposed settlement. Source document contributed to documentcloud by joe mullin ars technica. The 8 k will disclose the action being taken, but investors might need to dig deeper to. Report of unscheduled material events or corporate event. Litigation commercial, ip litigation and alternative disputeresolution. On november 5, 30, tesla filed a form 8k with the u. The notes will be convertible at any time, at the holders option, at an initial conversion rate of 127. Frequently asked questions about form 8k general description and summary of 8k items what is form 8. May 30, 2019 in an 8 k form filed wednesday with the securities and exchange commission, navistar notified shareholders of the pending chargeout and settlement.
The 2012 lawsuit is set for trial beginning october 20, 2014. Bankruptcy filings under chapter 11 reorganization or chapter 7 liquidation must be reported via an 8 k. Approving settlement agreement, which includes a copy of individual trustees settlement agreement, is filed as an exhibit to the current report on form 8k filed by the trust with the sec on. This guide describes form 8k primarily from the perspective of a us operating company that has a class of securities registered pursuant to section 12 of the securities exchange act of 1934 and that is not a shell company, a smaller reporting company, a. This current report on form 8k contains forwardlo oking statements regarding our business strategy an d plans as well as the plans of certain holders of our securities, which statements are subject to the safe harbor provisions of the p rivate securities litigation reform act of 1995. Stock in the form of exhibit a attached to this agreement the certificate of designations. The new form 8k regulations is disclosure required. Form 8 k current report pursuant to section or 15d of the securities exchange act of 1934 date of report. Form 8k current report pursuant to section or 15d of the. United states securities and exchange commission washington. This note also discusses how to prepare a form 8k and raises considerations of steps to. Exact name of registrant as specified in its charter delaware 026642 870494517 state or other jurisdiction of incorporation commission file number. Current report on form 8k filed by the company on december 15, 2008. Creation of a direct financial obligation or an obligation under an offbalance sheet arrangement of the registrant.
Things you need to know about companies whose stock. In addition to the 2012 lawsuit, there are pending three other lawsuits involving high. This note summarizes what types of events would trigger the need to file a form 8k and describes the information required to be included in the report. On january 21, 2019, the corporation and the utility entered into a commitment letter for debtorinpossession financing the dip commitment letter with. On february 24, 2016, the parties to the litigation the settling parties entered into the memorandum of understanding providing for the settlement of the. High plains second claim was dismissed by the order of the court dated july 21, 2014. Form 8k current report pursuant to section or 15d of the securities exchange act of 1934 date of report date of earliest event reported march 3, 2017 commission file no. This current report on form 8k is being field by phoenix in connection with a memorandum of understanding the memorandum of understanding regarding the settlement of certain litigation relating to the previously announced definitive merger agreement, dated as of september 28, 2015, among phoe nix, nassau reinsurance group holdings, l. Check the appropriate box below if the form 8 k filing is intended to simultaneously satisfy the filing obligation of the regis trant under any of the following provisions see general instruction a. Written communications pursuant to rule 425 under the securities act 17 cfr 230.
Form 8 k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions see general instructions a. In addition, the sec expanded two preexisting form 8k items. Sec edgar filing services form s1, 10k, 10q, 8k, f. Proshares short vix shortterm futures etf may incur expenses in defending against such. The issuer may include multiple items in a single form 8k, and any exhibit may be crossreferenced within the same form 8k. Check the appropriate box below if the form 8k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions see general instruction a.
Form 8k shall be used for current reports under section or 15d of the securities exchange act of 1934, filed pursuant to. Form 8k current report pursuant to section or 15d of the securities exchange act of 1934 date of report date of earliest event reported. In turn, defendants walgreens and throggs neck pharmacy sold this contaminated. Pdf the securities and exchange commission sec has mandated new disclosure requirements in form 8k, which became. Check the appropriate box below if the form 8k filing is intended to simultaneously satisfy the filing obligation of the regis trant under any of the following provisions. The company believes that some of the information in this current report on form 8k constitutes forwardlooking statements within the definition of the private securities litigation reform act of 1995, which may be identified by words such as may, expect, anticipate, contemplate, believe, estimate.
Class action claims investors damaged after norwegian cruise. Registrant was served with a copy of the complaint on february 20, 2014. In addition, some of them require exhibits in xbrl. The information in this current report on form 8k and the exhibit attached hereto shall not be deemed filed for purposes of section 18 of the securities exchange act of 1934 the exchange act. Signatures pursuant to the requirements of the securities exchange act of 1934, the registrant has duly caused this report to. Securities and exchange commission sec stating that it intended to use musks twitter account as a means of e. Oct 20, 2005 copy of the press release is furnished as exhibit 99. Name of small business issuer as specified in its charter 794 nw 4 th street, suite 212, sunrise, florida 33325. Hersperger with a copy of the disclosures contained in this current report on form 8 k no later than the. Lockheed martin idaho technologies company lmitco, the doe management contractor, terminated the pit 9 contract for default on june 1, 1998. Valencia state college is a state of florida educational institute located solely within the middle district of florida. The settlement agreement is subject to preliminary approval by the circuit court, notice. In december 2019, the staff of the enforcement division of the sec requested.
Bankruptcy filings under chapter 11 reorganization or chapter 7 liquidation must be reported via an 8k. United states securities and exchange commission washington, d. Exact name of registrant as specified in its charter delaware state or other jurisdiction of incorporation 15046 commission file number 941444798. January 3, 2020 proshares trust ii exact name of registrant as specified in its charter delaware 004200 876284802 state or other jurisdiction of incorporation commission file no. This is a class action lawsuit regarding defendants solco and prinstons manufacturing and distribution of valsartancontaining generic prescription medications contaminated with nnitrosodimethylamine ndma, a carcinogenic and liverdamaging impurity. Report on form 8k and is incorporated by reference herein. Form 8k filed by penn national gaming inc with the security and. Prior to april 18, 2019, congress defined the term single source drug to mean a covered outpatient drug which is produced or distributed under an original new drug application approved by the food and drug administration. A reportable event is a transaction or occurrence of major significance.
The supplemental disclosures and the revised proposed fourth supplemental indenture are being furnished as exhibit 99. Form 8k shall be used for current reports under section or 15d of the securities exchange act of 1934. February 21, 2014 the intergroup corporation exact name of registrant as specified in its charter delaware 110324 3293645 state or other jurisdiction commission file number i. Sep 30, 2014 2012 lawsuit, denying any basis or grounds whatsoever for high plains claims against it. Current report on form 8k the form 8k to update the historical consolidated financial statements and managements discussion and analysis of financial condition and results of operations included in the companys annual report on form 10k for the fiscal year ended november 30, 2004 the 2004 form. If there is a lawsuit, guarantor agrees upon lenders request to submit to the jurisdiction of the courts of sandoval county, state of new mexico. Date of report date of earliest event reported april 25, 2014. Penn national gaming inc 2020 current report 8k sec report. An ataglance chart that outlines the new form 8 k sections, their corresponding item from the old form 8 k, and each items relation to safe harbor provisions and s3 eligibility. On august 11, 1998, lmitco filed a lawsuit naming us as a defendant in the united states district court for the district of idaho. Delaware 1445 752678809 state or other jurisdiction of incorporation commission file number irs employer identification no. Soliciting material pursuant to rule 14a12 under the exchange act 17 cfr 240. Check the appropriate box below if the form 8 k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions. If you wish to defend against the claims set forth in the following.